our approach

openAFSL. Freeing Licensees from the burden of compliance.

We promise innovation, simplicity and certainty.

our platform proves we deliver on our promise.

Our platform, openAFSL eases the compliance burden.   

Our flexible and real-time solution offers:

  • Conduct-focussed monitoring and supervision framework for Advisers and Credit Representatives;

  • Structured pre-vetting and induction processes;

  • A "single source of truth" for adviser information;

  • A practical and effective risk management framework;  

  • Risk based adviser reviews tailored to activities and roles;

  • Automated and flexible workflows;

  • Integrated remediation and consequence management;

  • Granular reporting and benchmarking;

  • Embedded advice metrics and trend analysis;

  • Consistent and fully auditable management of complaints, incidents and breaches; and

  • Scheduling and reporting tools.


Click on the active links to schedule a demonstration.

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"The product and level of service provided by OpenAFSL went beyond expectations. ... flexible ... friendly and intuitive"

Henri Goder

"Built by a professional who really understands financial services and the advice process, OpenAFSL helps .. focus on and measure the thing that really matters - quality advice"

Ian McDermott


"OpenAFSL is evolving and I love it."

Don Narayan


"they are a team of innovators ... with a robust industry first compliance platform that [empowers] licensees and responsible managers to use these insights to map the future direction of their teams. I would highly recommend [it] to any licensee looking for a robust and innovative compliance solution."

Russell Cain, CEO      LifeInsuranceDirect


"A dealer group is a complex business built upon complex businesses. This system has allowed us to advance in all facets of compliance across our AFSL requirements. We have moved from being reactive to historical data into a world of timely, robust data allowing us to not only meet our AFSL obligations but do so in a way that adds value to our advisers. It’s intuitive, reliable and has delivered significant efficiencies to our business."

Sean Ward, Total Financial Solutions