openafsl

Tomorrow's system, today

a robust industry first compliance platform that [empowers] licensees and responsible managers to use these insights to map the future direction of their teams. I would highly recommend [it] to any licensee looking for a robust and innovative compliance solution.
— Russell Cain, CEO Life Insurance Direct
It’s intuitive, reliable and has delivered significant efficiencies to our business.
— Sean Ward, Total Financial Solutions Australia
Built by a professional who really understands financial services and the advice process, OpenAFSL helps .. focus on and measure the thing that really matters - quality advice
— Ian McDermott, iMac Legal & Compliance
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We promised to "free licensees from the burden of compliance".

openAFSL delivers on that promise. 

 
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This flexible and real-time solution offers:

  • A conduct-focussed monitoring and supervision framework;
  • Risk based methodologies;
  • Integrated registers;
  • Board and Regulatory reporting; 
  • Intuitive interface;
  • Robust recruitment and appointment process;
  • Operational risk assessment;
  • An effective risk management framework;  
  • Granular reporting and benchmarking;
  • Comparative reporting;
  • Flexible dashboards;
  • Integrated remediation and consequence management; 
  • APL management and product training;
  • Embedded advice metrics and trend analysis; and
  • Consistent and fully auditable management of complaints, incidents and breaches.

No lock-in pricing. Easy licensing. Flexible pricing.



 

ISO 27001 Certification

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