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Compliance Documentation

Compliance Documentation

Welcome to Assured Support, where we understand that navigating the regulatory landscape as an Australian Financial Services Licence (AFSL) holder demands a  nuanced approach. Recognising the drawbacks of a one-size-fits-all strategy, we are committed to alleviating the associated challenges.

Our team is devoted to crafting customised compliance procedures that not only meet ASIC’s expectations but also align seamlessly with the size, structure, and activities of your business. We take pride in meticulously preparing all compliance procedural documentation, addressing the diverse obligations imposed on AFSL holders by various regulations, including:

The Corporations Act 2001 and Corporations Regulations 2001
The Corporations Act 2001 and Corporations Regulations 2001
ASIC Regulatory Guides
ASIC Regulatory Guides
AFS Licence conditions
AFS Licence conditions
Other financial services laws
Other financial services laws

Assured Support streamlines the process by preparing the necessary compliance documentation on behalf of your entity before submission to ASIC. We recognise that each AFSL holder has unique requirements, and our approach is tailored to accommodate those specific needs.

Please note that not all policies may be applicable to every AFSL holder. For further details or personalised assistance, don’t hesitate to reach out to Assured Support directly. Your compliance journey is our priority.

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