Skip to content
Team+2022

SIMPLIFYING YOUR AFSL LICENSE APPLICATION

220524_AssuredSupport_06_Patricia_0551-Photoroom 1
220524_AssuredSupport_06_Patricia_0551-Photoroom 1

How to Get an AFSL

If you run a financial services business or are considering entering the industry, it’s crucial that you have the correct licensing in place to comply with the law and AFSL regulations. Embarking on the journey to obtain an Australian Financial Services Licence (AFSL) can be intricate, but our dedicated team is here to make it straightforward for you. 

Whether you require AFSL application assistance with authorisation, determination or crafting compliance documents, our seasoned consultants are ready to provide comprehensive support.

Who needs an AFSL?

The AFSL you need will be determined by your intended work. Anyone who intends to carry out a financial service/financial product business will require an AFSL, however, there are several licencing options available to you. We can help with:

Financial Planning License
Financial Planning License
Life Risk License
Life Risk License
Foreign Exchange License
Foreign Exchange License
Managed Funds License
Managed Funds License
Limited License (for accountants)
Limited License (for accountants)
Stock brokers License
Stock brokers License

We’ll discuss your business requirements to determine the license you need, offering advice on the application process from preparation to submission, and ongoing compliance.

220524_AssuredSupport_16_1724 (1) 1

Why Opt for Our AFSL
Application Assistance?

Navigate the complex AFSL application process with our team of experts. We understand the requirements in Regulatory Guides RG 1, RG 2, and RG 3 and ensure that your AFSL licence application is submitted correctly and in line with AFS licence requirements. We support you in areas including:

Identifying necessary authorisations.
Identifying necessary authorisations.
Evaluating potential Responsible Managers in alignment with ASIC's RG 105 criteria.
Evaluating potential Responsible Managers in alignment with ASIC's RG 105 criteria.
Streamlining the e-licensing AFSL license application process on your behalf.
Streamlining the e-licensing AFSL license application process on your behalf.
Assisting in the preparation of required proofs, covering organisational expertise, Responsible Managers' details, compliance arrangements, and risk management.
Assisting in the preparation of required proofs, covering organisational expertise, Responsible Managers' details, compliance arrangements, and risk management.
Offering guidance and clear instructions in plain English for the proofs you need to prepare.
Offering guidance and clear instructions in plain English for the proofs you need to prepare.
Conducting a thorough review of your AFSL application before submission to ASIC.
Conducting a thorough review of your AFSL application before submission to ASIC.
Acting as the point of contact with the ASIC assessor during the review
Acting as the point of contact with the ASIC assessor during the review
close-up-businesspeople-stacking-hands-meeting-office 1

Tailored AFSL Application Packages:

We believe in customisation, tailoring quotes based on your unique business plans, and considering factors such as:

Required authorisations
Required authorisations
Number and experience of nominated Responsible Managers
Number and experience of nominated Responsible Managers
Level of support needed for application and document preparation
Level of support needed for application and document preparation
Whether a Compliance Manual is required
Whether a Compliance Manual is required

Connect with Our Team

Reach out to our team to request a personalised AFSL license application quote for your business. We’re here to simplify the process and guide you every step of the way.

Let’s unlock your AFSL with ease!

220524_AssuredSupport_13_1102 1

Read more about AFSL Fundamentals

successfully-young-businessman-keeping-arms-raised-expressing-positivity-while-standing-outdoors 1

AFSL Fundamentals: Considering your application

cropped-view-woman-filling-application-form 1

AFSL Fundamentals:
Self-licensing

concentrated-young-caucasian-businessman 1

Comprehensive Guide for Financial Planners and Prospective AFSLs