“Compliance” is a fundamental pillar of any successful financial services business.
At Assured Support, we understand that compliance isn’t about achieving minimum industry standards, but about consistently delivering exceptional advice and services.
This perspective shapes our unique approach to compliance audits, where we adopt a flexible, risk-based, and contextual strategy to manage advice and conduct risks.
It empowers our expert team provides tailored guidance and practical tools to help businesses navigate the complexities of regulatory risk.
We believe in operationalising the law to provide clear, consistent, and effective guidance to representatives, ensuring advice businesses stay compliant and competitive in today’s rapidly changing regulatory landscape.
Our comprehensive compliance support, combined with our scale, commercial advice, and innovative solutions, empowers businesses to effectively manage their compliance obligations. We turn these obligations into opportunities for growth and success, demonstrating that compliance is not a burden but a catalyst for business excellence.
See more. How far you see is up to you.
Basic Compliance Package
Delivers basic compliance fundamentals and business assurance for you.
- Regulatory technology (regtech) platform
- Adviser reviews
- Template review
- Compliance manual
- Helpdesk and ongoing support
- Licensee Standards
- Regulatory updates
Competitive Advantage Package
Provides strategic analysis and expert advice on industry trends and opportunities.
- Process Enhancement Package PLUS
- Advanced analytics and business metrics
- Comparative industry benchmarking
- Strategic business advice
- One-to-one executive consulting
Gives you the benefit on-call experts actively, and proactively, working in your business.
- Competitive Advantage Package PLUS
- Dedicated Account Manager
- Management of all registers and regulatory lodgements
- Corporate Secretarial support
- Remediation support
- APL Management
- Priority responses
Process Enhancement Package
Gives you more input and control into how compliance integrates into your business.
- Basic Compliance package PLUS
- Compliance process review and improvement
- Compliance platform business integration
- Customised content, workshops and webinars
- Business Health Check.
Every fortnight “Three Hit Tuesday” delivers thought leadership, considered analysis and insights that will help you improve your advice, more effectively manage your regulatory risks and make you better informed than your peers.
We respect your privacy. We know everyone says that, but we promise that we won’t sell your contact details to dodgy telemarketers, spam your email or otherwise exploit your trust.