Posts tagged PIP
August Addendum: Algorithms, admissions and enhancements

Smarter compliance. We’ve been thinking about you. Well, mostly about coding, ASIC and behavioural change, but also about you. We thought you might like to learn 20 ways to improve your compliance result, understand what changes have been made and get advance notice on the changes that are imminent. If you have questions try kye@assuredsupport.com.au or help@assuredsupport.com.au.

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Design and Distribution Obligations: Better get a lawyer

The Treasury Laws Amendment (Design and Distribution Obligations and Product Intervention Powers) Bill 2018 may represent the most significant reform of financial services since the Financial Services Reform Act. The Bill threatens to reframe the development, distribution and enforcement of financial products and equips ASIC with a range of new enforcement options.This presentation provides a high level introduction to the Bill.

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ASIC, Distribution and Product Intervention

The Treasury Laws Amendment (Design and Distribution Obligations and Product Intervention Powers) Bill 2018 may represent the most significant reform of financial services since the Financial Services Reform Act. The Bill threatens to reframe the development, distribution and enforcement of financial products and equips ASIC with a range of new enforcement options.This presentation provides a high level introduction to the Bill.

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