Competence. Capability. Conduct.
The worst-kept secret in financial services, recently exposed by REP515, is that not all compliance ‘experts’ are equal, efficient or effective.
Some compliance experts have a solid knowledge of their craft and deep domain expertise. Others haven’t mastered their craft and still others are struggling to learn the fundamentals.
This course, directed at compliance staff, is designed to increase their skills and knowledge and improve the efficacy of the compliance function. It explores theories in context, challenges views and encourages attendees to recognise compliance as a creative and strategic discipline.