Posts in Tools
ASIC, Distribution and Product Intervention

The Treasury Laws Amendment (Design and Distribution Obligations and Product Intervention Powers) Bill 2018 may represent the most significant reform of financial services since the Financial Services Reform Act. The Bill threatens to reframe the development, distribution and enforcement of financial products and equips ASIC with a range of new enforcement options.This presentation provides a high level introduction to the Bill.

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The rise and rise and rise of WPR Financial Strategists

Compliance training doesn’t have to be boring and bureaucratic. This three hour workshop is a case-study exploring the real challenges and issues in financial services. As employees and officers of “WPR Financial Strategists” participants are forced to identify, grapple with and resolve the reality of managing a financial services licensee.

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