ASIC and Advisers: modern horror stories

Smarter compliance. In “ASIC in action: regulation and escalated
uncertainty”, Sean Graham offered an opinion that ASIC has, in most
respects, regulated well given the environment in which it has operated
over the past few years. That’s not a view shared by everyone. In this
article, Cristean Yazbeck, Assured Support’s Legal Practice Principal
offers an alternate view and some practical advice to advisers.

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